Head of Bank Internal Audit mission

Duration: 6 months | Start: ASAP | Location: Paris | TJM: €700-€800

DESCRIPTION OF THE MISSION:

We are looking, for the Internal Audit Department of a bank, for a bank internal audit mission manager capable of carrying out 3 audit missions planned in the 2022 plan between the periods of September to December over approximately 80 man days.

The missions to be supervised are auditable units from the client's audit framework. The main points to be audited are framed by Audit Guides produced by the client's IG. The missions will focus on:

• Data quality: The mission will mainly aim to provide an update on the progress of the BCBS 239 system and take stock of sensitive data significantly impacting Risk management systems (RWA, LAB Alerts, MiF 2 etc.) ;
• Anti-fraud system and ethics: The mission must assess the quality of the systems in place with regard to the client's standards and regulatory requirements;
• Investment services advice: The mission aims to analyze the compliance of distribution systems with regard to ACPR, AMF and client standards.

Roles and expected deliverables:

• The consultant will act as head of mission on the subcontracted missions, he will be responsible for supervising the Bank's internal auditors and relations with the auditees. He will report very regularly on his activity to a Management supervisor (in real time for the main difficulties encountered and formally once a week). In order to guarantee contact with the teams and auditees, it is desirable that the employee be present full-time on the client's premises (in Paris).
• The employee will have to adapt to the audit methods and practices in force within the Department.
• In terms of time to be allocated for the service provider, the mission head consumes approximately 1/3 of the man days on an audit mission, therefore, it is expected that the service provider devotes:
  40 days on the Compliance of Investment Services out of the 120 days planned in the audit plan;
• 20 days on Data Quality out of the 60 days planned in the audit plan;
• 20 days on the Fraud Management and Conflict of Interest Management system out of the 60 days provided for in the audit plan.
• Data quality and the anti-fraud and ethics system must be carried out between September 1 and October 15, 2022.
• The mission on the compliance of investment services must be carried out between October 15, 2022 and December 31, 2022.

Required profile :

• 5 to 10 years minimum in banking audit
• Good knowledge of Risk management requirements (BCBS239, RWA, LAB Alerts, MiF 2 etc.);

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